Why Pursue A Career In Compliance and Risk At LPL Financial? 

At LPL Financial, our Risk and Compliance team maintains a compliance oversight program that ensures the highest ethical standards and adherence to regulations. Our Risk department manages risks across the company by promoting a culture of risk awareness and collaborating with business units to address risks effectively. This proactive approach helps safeguard the integrity and success of our operations.
Analyst, Compliance
"LPL provides me with the freedom and flexibility to work from home, enhancing my productivity in my role, saving me money by cutting out the long commute, and demonstrating appreciation for my contributions to the firm."
Explore More | Experince the Feeling of Belonging 
We invite all employees to join any Employee Resource Groups (ERGs) that are of interest to meet and connect with colleagues who share a passion for an inclusive workplace.
Explore More | Make an Impact in Your Community 
LPL employees are encouraged to contribute to their communities and can make use of 16 hours of paid Volunteer Time Off (VTO) as well as a matching gifts program.
Explore More | Our Benefits, Your Opportunity 
We offer a creative and growth-oriented work environment, supportive leadership, and limitless career potential. Enjoy competitive pay, time off, 401(k) match, and more.